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Form 8 (OPD) Shire plc


News provided by

Shire plc

03 Jul, 2014, 20:52 GMT

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DUBLIN, July 3, 2014 /PRNewswire/ --

FORM 8 (OPD) 

Public Opening Position Disclosure by a Party to an Offer 

Rules 8.1 and 8.2 of the Takeover Code (the "Code") 

1.    KEY INFORMATION 

    (a) Identity of the party to the offer making the
    disclosure:                                           Shire plc
    (b) Owner or controller of interests and short
    positions disclosed, if different from 1(a):

    The naming of nominee or vehicle companies is
    insufficient
    (c) Name of offeror/offeree in relation to whose      Shire plc

    relevant securities this form relates:

    Use a separate form for each party to the offer
    (d) Is the party to the offer making the disclosure
    the offeror or the offeree?                           OFFEREE
    (e) Date position held:                               2 July 2014

    (f) Has the party previously disclosed, or is it      YES
    today disclosing, under the Code in respect of any    If YES, specify which:
    other party to this offer?                            AbbVie Inc.

2.    POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE 

(a)    Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates 


    Class of relevant security:
                                                     Shire 5p ordinary shares
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                 Nil         0.00         Nil         0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                      Nil         0.00         Nil         0.00

All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). 

(b)    Rights to subscribe for new securities 

    Class of relevant security in relation to
    which subscription right exists:           None
    Details, including nature of the rights
    concerned and relevant percentages:        None

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 

(c)    Irrevocable commitments and letters of intent 

    Details of any irrevocable commitments or letters of intent procured by the party to
    the offer making the disclosure or any person acting in concert with it (see Note 3 on
    Rule 2.11 of the Code):

    None

3.    POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE 

    Details of any interests, short positions and rights to subscribe of any person acting
    in concert with the party to the offer making the disclosure:

3(a) Shares held by directors of Shire plc 

                                                            Percentage of
                                                               existing
          Director       Number of Shire 5p ordinary shares issued shares
    Dr. Flemming Ornskov                             22,000           0.00
    Dominic Blakemore                                   248           0.00
    William Burns                                     1,268           0.00
    Dr. Steven Gillis                      1,206 (402 ADS)*           0.00
    Dr. David Ginsburg                     1,155 (385 ADS)*           0.00
    David Kappler                                    11,322           0.00
    Susan Kilsby                           1,323 (441 ADS)*           0.00
    Anne Minto                                        3,511           0.00
    David Stout                            1,209 (403 ADS)*           0.00

* Shares held in the form of American Depository Shares ("ADS"). 1 ADS is equivalent to 3 x 5p ordinary shares.

3(b) Directors rights to subscribe in Shire plc shares 

Portfolio Share Plan - Award date: 28/2/2013 

                                    Number of Shire 5p    Vesting
        Director       Award type     ordinary shares       date
                      Stock                              28/2/2016 -
    Dr. Flemming      Appreciation
    Ornskov           Right        136,803 (45,601 ADS)* 28/2/2020
    Dr. Flemming      Performance
    Ornskov           Share Award  102,603 (34,201 ADS)* 28/2/2016

* Shares held in the form of American Depository Shares ("ADS"). 1 ADS is equivalent to 3 x 5p ordinary shares.

Portfolio Share Plan - Award date: 2/5/2013 

                                     Number of Shire 5p    Vesting
         Director       Award type     ordinary shares       date
                       Stock
    Dr. Flemming       Appreciation                       2/5/2016 -
    Ornskov            Right         56,952 (18,984 ADS)* 2/5/2020
    Dr. Flemming       Performance
    Ornskov            Share Award   32,463 (10,821 ADS)* 2/5/2016

* Shares held in the form of American Depository Shares ("ADS"). 1 ADS is equivalent to 3 x 5p ordinary shares.

Portfolio Share Plan - Award date: 28/2/2014 

                                     Number of Shire 5p    Vesting
         Director       Award type     ordinary shares       date
                       Stock                              28/2/2017 -
    Dr. Flemming       Appreciation
    Ornskov            Right        102,522 (34,174 ADS)* 28/2/2021
    Dr. Flemming       Performance
    Ornskov            Share Award   76,893 (25,631 ADS)* 28/2/2017

* Shares held in the form of American Depository Shares ("ADS"). 1 ADS is equivalent to 3 x 5p ordinary shares.

Deferred share award - Award date: 2/5/2013 

                                    Number of Shire 5p ordinary
         Director       Award type            shares            Vesting date
    Dr. Flemming       Deferred
    Ornskov            Shares              45,858 (15,286 ADS)* 28/2/2015

* Shares held in the form of American Depository Shares ("ADS"). 1 ADS is equivalent to 3 x 5p ordinary shares.

Executive Annual Incentive Plan - Award date: 31/3/2014 

                                    Number of Shire 5p ordinary
         Director       Award type            shares            Vesting date
    Dr. Flemming       Deferred
    Ornskov            Shares                8,109 (2,703 ADS)* 31/3/2017

* Shares held in the form of American Depository Shares ("ADS"). 1 ADS is equivalent to 3 x 5p ordinary shares.

Employee Stock Purchase Plan 

                        Product                   Number of      Exercise
        Director      description Option price   Shire shares      date
                                                On 1/11/2013,
                                                the option
                                                over ADS was
                                                granted. Dr.
                                                Ornskov
                                                elected to
                                                save USD
                                                480.76 per
                                                fortnight
                                                (such that an
                                                amount of USD
                                                12,499.76 will
                                                have been
                                                saved by the
                                                exercise
                                                date).

                                                If the fair
                                                market value
                                                of an ADS on
                                                1/11/2013
                                  The option    applies (being
                                  price is the  USD 134.04),
                                  lower of 85%  then the
                                  of the fair   option price
                                  market value  will be USD
                                  of an ADS on  113.93 (85% of
                                  1/11/2013 and USD 134.04)
                                  85% of the    which would in
                                  fair market   turn mean that
                                  value of an   Dr. Ornskov
                                  ADS on the    will receive
    Dr. Flemming      Option over exercise      109 ADS (=327
    Ornskov           ADS         date.         shares).       31/10/2014

3(c) Share interests of connected advisers 

Citigroup Global Markets Inc 


    Class of relevant security:
                                               5p ordinary shares (held through ADS)
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                 Nil         0.00        55,473       0.01
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                      Nil         0.00        55,473       0.01

Citibank NA 


    Class of relevant security:
                                               5p ordinary shares (held through ADS)
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                6,816        0.00         Nil         0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                     6,816        0.00         Nil         0.00

Citigroup Derivatives Markets Inc 


    Class of relevant security:
                                               5p ordinary shares (held through ADS)
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                78,417       0.01        89,355       0.02
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                            752,700       0.13       855,600       0.15
    TOTAL:                                    831,117       0.14       944,955       0.16

(GS) GOLDMAN SACHS FINANCIAL MARKETS, L.P. 


    Class of relevant security:
                                       5p ordinary shares (held directly or through ADS)
                                               Interests              Short positions
                                             Number           %         Number         %
    (1) Relevant securities owned
    and/or controlled:                         12           0.00         Nil         0.00
    (2) Derivatives (other than
    options):                                  Nil          0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                             Nil          0.00         Nil         0.00
    TOTAL:                                     12           0.00         Nil         0.00

(GS) GOLDMAN, SACHS & CO. 


    Class of relevant security:   5p ordinary shares (held directly or through
                                                      ADS)
                                       Interests             Short positions
                                     Number         %         Number         %
    (1) Relevant securities
    owned and/or controlled:        270,328       0.05        64,980       0.01
    (2) Derivatives (other than
    options):                         Nil         0.00         Nil         0.00
    (3) Options and agreements
    to purchase/sell:                57,300       0.01        44,700       0.01
    TOTAL:                          327,628       0.06       109,680       0.02

(GS) GOLDMAN SACHS BANK AG 


    Class of relevant security:
                                       5p ordinary shares (held directly or through ADS)
                                               Interests              Short positions
                                             Number           %         Number         %
    (1) Relevant securities owned
    and/or controlled:                       68,893         0.01         Nil         0.00
    (2) Derivatives (other than
    options):                                  Nil          0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                             Nil          0.00         Nil         0.00
    TOTAL:                                   68,893         0.01         Nil         0.00

Deutsche Bank Suisse SA 


    Class of relevant security:
                                                        5p ordinary shares
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                 690         0.00         Nil         0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                      690         0.00         Nil         0.00

Oppenheim Asset Management Services S.a.r.l 


    Class of relevant security:
                                                        5p ordinary shares
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                10,694       0.00         Nil         0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                     10,694       0.00         Nil         0.00

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3 for each additional class of relevant security. 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). 

4.    OTHER INFORMATION 

(a)    Indemnity and other dealing arrangements 

    Details of any indemnity or option arrangement, or any agreement or understanding,
    formal or informal, relating to relevant securities which may be an inducement to deal
    or refrain from dealing entered into by the party to the offer making the disclosure
    or any person acting in concert with it:

    If there are no such agreements, arrangements or understandings, state "none"

    None

(b)    Agreements, arrangements or understandings relating to options or derivatives 

    Details of any agreement, arrangement or understanding, formal or informal, between
    the party to the offer making the disclosure, or any person acting in concert with it,
    and any other person relating to:

    (i) the voting rights of any relevant securities under any option; or

    (ii) the voting rights or future acquisition or disposal of any relevant securities to
    which any derivative is referenced:

    If there are no such agreements, arrangements or understandings, state "none"

    None

(c)    Attachments 

Are any Supplemental Forms attached? 

    Supplemental Form 8 (Open Positions)                                        YES
    Supplemental Form 8 (SBL)                                                   YES
    Date of disclosure:                        3 July 2014
                                               Tatjana May (General Counsel and Company
                                               Secretary)

    Contact name:                              Tony Guthrie (Deputy Company Secretary)
    Telephone number:                          +44(0)1256-894-000

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44(0)20-7638-0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. 

Note 5(i) on Rule 8 of the Takeover Code (the "Code") 

1.    KEY INFORMATION 

    Identity of person whose open positions are being
    disclosed:                                           Citigroup Derivatives Markets Inc
    Name of offeror/offeree in relation to whose
    relevant securities the disclosure relates:          Shire Plc

2.    OPTIONS AND DERIVATIVES 

                                        Number of             Type
                                        securities
                  Product                to which             e.g.
     Class of   description             option or  Exercise American,
     relevant    e.g. call  Written or  derivative  price   European
     security     option     purchased   relates   per unit   etc.    Expiry date
    ADS         Put Option   Purchased     323       200    European  2014-07-19
    ADS         Call Option  Purchased     184       260    European  2014-10-18
    ADS         Put Option   Purchased     166       210    European  2014-07-19
    ADS         Put Option   Purchased     157       200    European  2014-07-19
    ADS         Call Option  Purchased     136       260    European  2014-10-18
    ADS         Call Option  Purchased     125       260    European  2014-08-16
    ADS         Call Option  Purchased     120       260    European  2014-10-18
    ADS         Call Option  Purchased     109       255    European  2014-07-19
    ADS         Call Option  Purchased      80       255    European  2014-07-19
    ADS         Call Option  Purchased      73       260    European  2014-07-19
    ADS         Put Option   Purchased      60       200    European  2014-07-19
    ADS         Call Option  Purchased      52       250    European  2014-07-19
    ADS         Call Option  Purchased      50       260    European  2014-08-16
    ADS         Call Option  Purchased      45       190    European  2014-07-19
    ADS         Call Option  Purchased      43       180    European  2014-07-19
    ADS         Call Option  Purchased      41       260    European  2014-07-19
    ADS         Call Option  Purchased      40       195    European  2014-10-18
    ADS         Call Option  Purchased      39       250    European  2014-07-19
    ADS         Call Option  Purchased      38       190    European  2014-07-19
    ADS         Call Option  Purchased      36       250    European  2014-08-16
    ADS         Call Option  Purchased      36       200    European  2014-10-18
    ADS         Call Option  Purchased      33       260    European  2014-07-19
    ADS         Put Option   Purchased      32       165    European  2014-07-19
    ADS         Put Option   Purchased      30       270    European  2014-08-16
    ADS         Put Option   Purchased      28       205    European  2014-07-19
    ADS         Put Option   Purchased      28       210    European  2014-07-19
    ADS         Put Option   Purchased      26       210    European  2014-07-19
    ADS         Call Option  Purchased      25       185    European  2014-07-19
    ADS         Call Option  Purchased      25       250    European  2014-08-16
    ADS         Put Option   Purchased      23       160    European  2014-07-19
    ADS         Put Option   Purchased      22       165    European  2014-10-18
    ADS         Call Option  Purchased      20       215    European  2014-07-19
    ADS         Call Option  Purchased      20       155    European  2014-10-18
    ADS         Call Option  Purchased      20       170    European  2014-10-18
    ADS         Call Option  Purchased      20       220    European  2014-10-18
    ADS         Call Option  Purchased      19       185    European  2014-07-19
    ADS         Call Option  Purchased      18       180    European  2014-07-19
    ADS         Put Option   Purchased      16       130    European  2014-07-19
    ADS         Call Option  Purchased      16       180    European  2014-07-19
    ADS         Call Option  Purchased      16       190    European  2014-07-19
    ADS         Put Option   Purchased      16       195    European  2014-07-19
    ADS         Put Option   Purchased      16       205    European  2014-07-19
    ADS         Call Option  Purchased      16       250    European  2014-07-19
    ADS         Call Option  Purchased      16       200    European  2014-10-18
    ADS         Call Option  Purchased      15       145    European  2014-07-19
    ADS         Call Option  Purchased      15       260    European  2014-07-19
    ADS         Put Option   Purchased      15        90    European  2014-07-19
    ADS         Put Option   Purchased      15       165    European  2014-10-18
    ADS         Call Option  Purchased      14       200    European  2014-07-19
    ADS         Call Option  Purchased      13       200    European  2015-01-17
    ADS         Put Option   Purchased      13       185    European  2014-07-19
    ADS         Put Option   Purchased      13       210    European  2014-07-19
    ADS         Put Option   Purchased      13       210    European  2014-07-19
    ADS         Call Option  Purchased      13       230    European  2014-07-19
    ADS         Put Option   Purchased      13        85    European  2014-10-18
    ADS         Call Option  Purchased      12       170    European  2014-07-19
    ADS         Put Option   Purchased      12       170    European  2014-07-19
    ADS         Put Option   Purchased      12       175    European  2014-07-19
    ADS         Call Option  Purchased      12       190    European  2014-10-18
    ADS         Put Option   Purchased      12       265    European  2014-10-18
    ADS         Put Option   Purchased      11       185    European  2015-01-17
    ADS         Put Option   Purchased      11       140    European  2014-07-19
    ADS         Put Option   Purchased      11       175    European  2014-07-19
    ADS         Call Option  Purchased      11       220    European  2014-07-19
    ADS         Put Option   Purchased      10       120    European  2014-07-19
    ADS         Call Option  Purchased      10       170    European  2014-07-19
    ADS         Put Option   Purchased      10       170    European  2014-07-19
    ADS         Call Option  Purchased      10       185    European  2014-07-19
    ADS         Call Option  Purchased      10       215    European  2014-08-16
    ADS         Call Option  Purchased      10       220    European  2014-08-16
    ADS         Put Option   Purchased      10       220    European  2014-08-16
    ADS         Put Option   Purchased      10       255    European  2014-08-16
    ADS         Put Option   Purchased      10       260    European  2014-08-16
    ADS         Put Option   Purchased      10       140    European  2014-10-18
    ADS         Call Option  Purchased      10       250    European  2014-10-18
    ADS         Put Option   Purchased      9        115    European  2014-07-19
    ADS         Call Option  Purchased      9        195    European  2014-07-19
    ADS         Put Option   Purchased      9        220    European  2014-07-19
    ADS         Call Option  Purchased      8        220    European  2015-01-17
    ADS         Call Option  Purchased      8        280    European  2015-01-17
    ADS         Put Option   Purchased      8        155    European  2014-07-19
    ADS         Put Option   Purchased      8        215    European  2014-07-19
    ADS         Put Option   Purchased      8        220    European  2014-07-19
    ADS         Put Option   Purchased      8         85    European  2014-07-19
    ADS         Put Option   Purchased      8        175    European  2014-10-18
    ADS         Call Option  Purchased      7        250    European  2015-01-17
    ADS         Put Option   Purchased      7        175    European  2014-07-19
    ADS         Put Option   Purchased      7        185    European  2014-07-19
    ADS         Put Option   Purchased      7        185    European  2014-07-19
    ADS         Put Option   Purchased      7        205    European  2014-07-19
    ADS         Call Option  Purchased      7        220    European  2014-07-19
    ADS         Call Option  Purchased      7        175    European  2014-10-18
    ADS         Call Option  Purchased      7        175    European  2014-10-18
    ADS         Put Option   Purchased      7        175    European  2014-10-18
    ADS         Put Option   Purchased      7        180    European  2014-10-18
    ADS         Call Option  Purchased      6        250    European  2015-01-17
    ADS         Put Option   Purchased      6        110    European  2014-07-19
    ADS         Call Option  Purchased      6        185    European  2014-07-19
    ADS         Put Option   Purchased      6        205    European  2014-07-19
    ADS         Call Option  Purchased      6        210    European  2014-07-19
    ADS         Call Option  Purchased      6        240    European  2014-08-16
    ADS         Put Option   Purchased      6        105    European  2014-10-18
    ADS         Put Option   Purchased      6        170    European  2014-10-18
    ADS         Call Option  Purchased      6        175    European  2014-10-18
    ADS         Put Option   Purchased      6        175    European  2014-10-18
    ADS         Put Option   Purchased      6        180    European  2014-10-18
    ADS         Put Option   Purchased      5        105    European  2014-07-19
    ADS         Put Option   Purchased      5        160    European  2014-07-19
    ADS         Put Option   Purchased      5        195    European  2014-07-19
    ADS         Put Option   Purchased      5        215    European  2014-07-19
    ADS         Put Option   Purchased      5         85    European  2014-07-19
    ADS         Put Option   Purchased      5        195    European  2014-08-16
    ADS         Call Option  Purchased      5        245    European  2014-08-16
    ADS         Call Option  Purchased      5        270    European  2014-08-16
    ADS         Call Option  Purchased      5        165    European  2014-10-18
    ADS         Put Option   Purchased      5        165    European  2014-10-18
    ADS         Call Option  Purchased      4        265    European  2015-01-17
    ADS         Call Option  Purchased      4        270    European  2015-01-17
    ADS         Put Option   Purchased      4        100    European  2014-07-19
    ADS         Put Option   Purchased      4        135    European  2014-07-19
    ADS         Put Option   Purchased      4        160    European  2014-07-19
    ADS         Put Option   Purchased      4        160    European  2014-07-19
    ADS         Put Option   Purchased      4        170    European  2014-07-19
    ADS         Call Option  Purchased      4        175    European  2014-07-19
    ADS         Call Option  Purchased      4        180    European  2014-07-19
    ADS         Put Option   Purchased      4        200    European  2014-07-19
    ADS         Call Option  Purchased      4        210    European  2014-07-19
    ADS         Put Option   Purchased      4        220    European  2014-07-19
    ADS         Call Option  Purchased      4        255    European  2014-07-19
    ADS         Put Option   Purchased      4        195    European  2014-08-16
    ADS         Put Option   Purchased      4        225    European  2014-08-16
    ADS         Call Option  Purchased      4        160    European  2014-10-18
    ADS         Put Option   Purchased      4        170    European  2014-10-18
    ADS         Put Option   Purchased      4        180    European  2014-10-18
    ADS         Put Option   Purchased      3        125    European  2014-07-19
    ADS         Put Option   Purchased      3        135    European  2014-07-19
    ADS         Put Option   Purchased      3        140    European  2014-07-19
    ADS         Call Option  Purchased      3        155    European  2014-07-19
    ADS         Call Option  Purchased      3        170    European  2014-07-19
    ADS         Put Option   Purchased      3        185    European  2014-07-19
    ADS         Call Option  Purchased      3        195    European  2014-07-19
    ADS         Put Option   Purchased      3        200    European  2014-07-19
    ADS         Put Option   Purchased      3        225    European  2014-07-19
    ADS         Put Option   Purchased      3        230    European  2014-07-19
    ADS         Call Option  Purchased      3        265    European  2014-08-16
    ADS         Call Option  Purchased      3        270    European  2014-08-16
    ADS         Call Option  Purchased      3        270    European  2014-08-16
    ADS         Put Option   Purchased      3        170    European  2014-10-18
    ADS         Call Option  Purchased      3        185    European  2014-10-18
    ADS         Put Option   Purchased      3        200    European  2014-10-18
    ADS         Put Option   Purchased      3        200    European  2014-10-18
    ADS         Call Option  Purchased      3        220    European  2014-10-18
    ADS         Put Option   Purchased      2        120    European  2015-01-17
    ADS         Put Option   Purchased      2        140    European  2015-01-17
    ADS         Put Option   Purchased      2        150    European  2015-01-17
    ADS         Put Option   Purchased      2        175    European  2015-01-17
    ADS         Put Option   Purchased      2        185    European  2015-01-17
    ADS         Call Option  Purchased      2        190    European  2015-01-17
    ADS         Put Option   Purchased      2        195    European  2015-01-17
    ADS         Put Option   Purchased      2        200    European  2015-01-17
    ADS         Call Option  Purchased      2        250    European  2015-01-17
    ADS         Call Option  Purchased      2        265    European  2015-01-17
    ADS         Call Option  Purchased      2        265    European  2015-01-17
    ADS         Call Option  Purchased      2        125    European  2014-07-19
    ADS         Put Option   Purchased      2        140    European  2014-07-19
    ADS         Call Option  Purchased      2        145    European  2014-07-19
    ADS         Put Option   Purchased      2        145    European  2014-07-19
    ADS         Put Option   Purchased      2        160    European  2014-07-19
    ADS         Put Option   Purchased      2        170    European  2014-07-19
    ADS         Call Option  Purchased      2        175    European  2014-07-19
    ADS         Call Option  Purchased      2        185    European  2014-07-19
    ADS         Put Option   Purchased      2        185    European  2014-07-19
    ADS         Call Option  Purchased      2        220    European  2014-07-19
    ADS         Put Option   Purchased      2        225    European  2014-07-19
    ADS         Call Option  Purchased      2        150    European  2014-10-18
    ADS         Call Option  Purchased      2        160    European  2014-10-18
    ADS         Call Option  Purchased      2        170    European  2014-10-18
    ADS         Call Option  Purchased      2        170    European  2014-10-18
    ADS         Put Option   Purchased      2        170    European  2014-10-18
    ADS         Call Option  Purchased      2        175    European  2014-10-18
    ADS         Call Option  Purchased      2        180    European  2014-10-18
    ADS         Put Option   Purchased      2        185    European  2014-10-18
    ADS         Put Option   Purchased      2        195    European  2014-10-18
    ADS         Put Option   Purchased      2        195    European  2014-10-18
    ADS         Put Option   Purchased      2        195    European  2014-10-18
    ADS         Put Option   Purchased      2        200    European  2014-10-18
    ADS         Put Option   Purchased      2        200    European  2014-10-18
    ADS         Call Option  Purchased      2        210    European  2014-10-18
    ADS         Put Option   Purchased      2        260    European  2014-10-18
    ADS         Call Option  Purchased      2        265    European  2014-10-18
    ADS         Call Option  Purchased      2        275    European  2014-10-18
    ADS         Put Option   Purchased      1        170    European  2015-01-17
    ADS         Call Option  Purchased      1        180    European  2015-01-17
    ADS         Call Option  Purchased      1        190    European  2015-01-17
    ADS         Call Option  Purchased      1        200    European  2015-01-17
    ADS         Call Option  Purchased      1        200    European  2015-01-17
    ADS         Call Option  Purchased      1        250    European  2015-01-17
    ADS         Call Option  Purchased      1        265    European  2015-01-17
    ADS         Call Option  Purchased      1        275    European  2015-01-17
    ADS         Put Option   Purchased      1        130    European  2014-07-19
    ADS         Put Option   Purchased      1        145    European  2014-07-19
    ADS         Put Option   Purchased      1        150    European  2014-07-19
    ADS         Put Option   Purchased      1        150    European  2014-07-19
    ADS         Put Option   Purchased      1        150    European  2014-07-19
    ADS         Put Option   Purchased      1        150    European  2014-07-19
    ADS         Call Option  Purchased      1        160    European  2014-07-19
    ADS         Call Option  Purchased      1        165    European  2014-07-19
    ADS         Call Option  Purchased      1        165    European  2014-07-19
    ADS         Put Option   Purchased      1        165    European  2014-07-19
    ADS         Put Option   Purchased      1        165    European  2014-07-19
    ADS         Call Option  Purchased      1        170    European  2014-07-19
    ADS         Put Option   Purchased      1        170    European  2014-07-19
    ADS         Put Option   Purchased      1        170    European  2014-07-19
    ADS         Put Option   Purchased      1        175    European  2014-07-19
    ADS         Put Option   Purchased      1        180    European  2014-07-19
    ADS         Put Option   Purchased      1        180    European  2014-07-19
    ADS         Put Option   Purchased      1        185    European  2014-07-19
    ADS         Put Option   Purchased      1        215    European  2014-07-19
    ADS         Call Option  Purchased      1        220    European  2014-07-19
    ADS         Call Option  Purchased      1        230    European  2014-07-19
    ADS         Call Option  Purchased      1        260    European  2014-07-19
    ADS         Put Option   Purchased      1         85    European  2014-07-19
    ADS         Put Option   Purchased      1        210    European  2014-08-16
    ADS         Put Option   Purchased      1        225    European  2014-08-16
    ADS         Call Option  Purchased      1        230    European  2014-08-16
    ADS         Call Option  Purchased      1        240    European  2014-08-16
    ADS         Call Option  Purchased      1        270    European  2014-08-16
    ADS         Call Option  Purchased      1        270    European  2014-08-16
    ADS         Call Option  Purchased      1        275    European  2014-08-16
    ADS         Put Option   Purchased      1        140    European  2014-10-18
    ADS         Call Option  Purchased      1        145    European  2014-10-18
    ADS         Call Option  Purchased      1        165    European  2014-10-18
    ADS         Put Option   Purchased      1        175    European  2014-10-18
    ADS         Put Option   Purchased      1        175    European  2014-10-18
    ADS         Call Option  Purchased      1        180    European  2014-10-18
    ADS         Call Option  Purchased      1        185    European  2014-10-18
    ADS         Call Option  Purchased      1        190    European  2014-10-18
    ADS         Put Option   Purchased      1        190    European  2014-10-18
    ADS         Put Option   Purchased      1        190    European  2014-10-18
    ADS         Put Option   Purchased      1        190    European  2014-10-18
    ADS         Call Option  Purchased      1        200    European  2014-10-18
    ADS         Put Option   Purchased      1        200    European  2014-10-18
    ADS         Call Option  Purchased      1        220    European  2014-10-18
    ADS         Call Option  Purchased      1        220    European  2014-10-18
    ADS         Call Option  Purchased      1        220    European  2014-10-18
    ADS         Call Option  Purchased      1        220    European  2014-10-18
    ADS         Put Option   Purchased      1        260    European  2014-10-18
    ADS         Put Option   Purchased      1        260    European  2014-10-18
    ADS         Put Option   Purchased      1        260    European  2014-10-18
    ADS         Call Option  Purchased      1        265    European  2014-10-18
    ADS         Call Option  Purchased      1        265    European  2014-10-18
    ADS         Call Option  Purchased      1        265    European  2014-10-18
    ADS         Call Option  Purchased      1        275    European  2014-10-18
    ADS         Call Option  Purchased      1        275    European  2014-10-18
    ADS         Call Option  Purchased      1        275    European  2014-10-18
    ADS         Call Option   Written       -1       100    European  2015-01-17
    ADS         Call Option   Written       -1       110    European  2015-01-17
    ADS         Call Option   Written       -1       110    European  2015-01-17
    ADS         Call Option   Written       -1       120    European  2015-01-17
    ADS         Call Option   Written       -1       135    European  2015-01-17
    ADS         Call Option   Written       -1       135    European  2015-01-17
    ADS         Call Option   Written       -1       175    European  2015-01-17
    ADS         Call Option   Written       -1       235    European  2015-01-17
    ADS         Call Option   Written       -1       240    European  2015-01-17
    ADS         Call Option   Written       -1       240    European  2015-01-17
    ADS         Call Option   Written       -1       240    European  2015-01-17
    ADS         Call Option   Written       -1       125    European  2014-07-19
    ADS         Call Option   Written       -1       125    European  2014-07-19
    ADS         Call Option   Written       -1       125    European  2014-07-19
    ADS         Put Option    Written       -1       150    European  2014-07-19
    ADS         Call Option   Written       -1       160    European  2014-07-19
    ADS         Call Option   Written       -1       160    European  2014-07-19
    ADS         Call Option   Written       -1       160    European  2014-07-19
    ADS         Put Option    Written       -1       165    European  2014-07-19
    ADS         Call Option   Written       -1       180    European  2014-07-19
    ADS         Call Option   Written       -1       190    European  2014-07-19
    ADS         Put Option    Written       -1       190    European  2014-07-19
    ADS         Put Option    Written       -1       190    European  2014-07-19
    ADS         Call Option   Written       -1       195    European  2014-07-19
    ADS         Call Option   Written       -1       200    European  2014-07-19
    ADS         Put Option    Written       -1       235    European  2014-07-19
    ADS         Put Option    Written       -1       200    European  2014-08-16
    ADS         Call Option   Written       -1       220    European  2014-08-16
    ADS         Put Option    Written       -1       220    European  2014-08-16
    ADS         Put Option    Written       -1       145    European  2014-10-18
    ADS         Put Option    Written       -1       150    European  2014-10-18
    ADS         Call Option   Written       -1       155    European  2014-10-18
    ADS         Put Option    Written       -1       155    European  2014-10-18
    ADS         Call Option   Written       -1       170    European  2014-10-18
    ADS         Put Option    Written       -1       185    European  2014-10-18
    ADS         Put Option    Written       -1       185    European  2014-10-18
    ADS         Put Option    Written       -1       185    European  2014-10-18
    ADS         Put Option    Written       -1       185    European  2014-10-18
    ADS         Call Option   Written       -2       130    European  2015-01-17
    ADS         Call Option   Written       -2       135    European  2015-01-17
    ADS         Call Option   Written       -2       235    European  2015-01-17
    ADS         Call Option   Written       -2       240    European  2015-01-17
    ADS         Call Option   Written       -2       155    European  2014-07-19
    ADS         Put Option    Written       -2       190    European  2014-07-19
    ADS         Call Option   Written       -2       245    European  2014-07-19
    ADS         Call Option   Written       -2       225    European  2014-08-16
    ADS         Call Option   Written       -2       225    European  2014-08-16
    ADS         Call Option   Written       -2       225    European  2014-08-16
    ADS         Put Option    Written       -2       100    European  2014-10-18
    ADS         Put Option    Written       -2       130    European  2014-10-18
    ADS         Put Option    Written       -2       150    European  2014-10-18
    ADS         Call Option   Written       -2       165    European  2014-10-18
    ADS         Call Option   Written       -2       190    European  2014-10-18
    ADS         Call Option   Written       -3       210    European  2015-01-17
    ADS         Call Option   Written       -3       220    European  2015-01-17
    ADS         Call Option   Written       -3       150    European  2014-07-19
    ADS         Put Option    Written       -3       180    European  2014-07-19
    ADS         Call Option   Written       -3       190    European  2014-07-19
    ADS         Put Option    Written       -3       230    European  2014-08-16
    ADS         Call Option   Written       -3       235    European  2014-08-16
    ADS         Put Option    Written       -3       150    European  2014-10-18
    ADS         Call Option   Written       -3       230    European  2014-10-18
    ADS         Put Option    Written       -3        90    European  2014-10-18
    ADS         Put Option    Written       -4       160    European  2015-01-17
    ADS         Put Option    Written       -4       100    European  2014-07-19
    ADS         Call Option   Written       -4       125    European  2014-07-19
    ADS         Put Option    Written       -4       135    European  2014-07-19
    ADS         Put Option    Written       -4       225    European  2014-08-16
    ADS         Put Option    Written       -4       230    European  2014-08-16
    ADS         Call Option   Written       -4       235    European  2014-08-16
    ADS         Put Option    Written       -4       145    European  2014-10-18
    ADS         Put Option    Written       -4       170    European  2014-10-18
    ADS         Call Option   Written       -4       240    European  2014-10-18
    ADS         Put Option    Written       -5       180    European  2014-07-19
    ADS         Call Option   Written       -5       245    European  2014-07-19
    ADS         Put Option    Written       -5       175    European  2014-08-16
    ADS         Call Option   Written       -5       235    European  2014-08-16
    ADS         Call Option   Written       -5       290    European  2014-08-16
    ADS         Put Option    Written       -6       200    European  2014-07-19
    ADS         Put Option    Written       -6       230    European  2014-07-19
    ADS         Call Option   Written       -6       245    European  2014-07-19
    ADS         Call Option   Written       -6       230    European  2014-08-16
    ADS         Call Option   Written       -6       240    European  2014-08-16
    ADS         Call Option   Written       -6       250    European  2014-08-16
    ADS         Call Option   Written       -6       240    European  2014-10-18
    ADS         Put Option    Written       -7       215    European  2014-07-19
    ADS         Call Option   Written       -7       270    European  2014-07-19
    ADS         Call Option   Written       -8       210    European  2015-01-17
    ADS         Put Option    Written       -8       190    European  2014-07-19
    ADS         Put Option    Written       -8       215    European  2014-07-19
    ADS         Call Option   Written       -8       235    European  2014-07-19
    ADS         Put Option    Written       -8       115    European  2014-10-18
    ADS         Put Option    Written      -10        90    European  2015-01-17
    ADS         Put Option    Written      -10        95    European  2015-01-17
    ADS         Put Option    Written      -10       205    European  2014-07-19
    ADS         Call Option   Written      -10       230    European  2014-07-19
    ADS         Call Option   Written      -10       240    European  2014-07-19
    ADS         Call Option   Written      -10       265    European  2014-07-19
    ADS         Call Option   Written      -10       295    European  2014-07-19
    ADS         Put Option    Written      -10       130    European  2014-10-18
    ADS         Call Option   Written      -10       185    European  2014-10-18
    ADS         Call Option   Written      -10       185    European  2014-10-18
    ADS         Put Option    Written      -10       230    European  2014-10-18
    ADS         Call Option   Written      -11       155    European  2014-07-19
    ADS         Call Option   Written      -11       160    European  2014-10-18
    ADS         Put Option    Written      -11        95    European  2014-10-18
    ADS         Call Option   Written      -12       195    European  2014-07-19
    ADS         Call Option   Written      -15       170    European  2014-07-19
    ADS         Call Option   Written      -16       165    European  2014-07-19
    ADS         Call Option   Written      -16       235    European  2014-07-19
    ADS         Put Option    Written      -17       150    European  2014-07-19
    ADS         Call Option   Written      -17       240    European  2014-07-19
    ADS         Put Option    Written      -19       115    European  2014-10-18
    ADS         Call Option   Written      -20       200    European  2014-07-19
    ADS         Call Option   Written      -20       270    European  2014-07-19
    ADS         Call Option   Written      -20       300    European  2014-07-19
    ADS         Call Option   Written      -21       270    European  2014-07-19
    ADS         Put Option    Written      -21       120    European  2014-10-18
    ADS         Put Option    Written      -22       230    European  2014-07-19
    ADS         Call Option   Written      -22       245    European  2014-07-19
    ADS         Call Option   Written      -23       200    European  2014-07-19
    ADS         Call Option   Written      -24       240    European  2014-07-19
    ADS         Call Option   Written      -25       165    European  2014-07-19
    ADS         Call Option   Written      -26       230    European  2014-08-16
    ADS         Call Option   Written      -27       195    European  2014-07-19
    ADS         Call Option   Written      -27       230    European  2014-07-19
    ADS         Put Option    Written      -30       105    European  2015-01-17
    ADS         Call Option   Written      -30       300    European  2014-07-19
    ADS         Call Option   Written      -31       295    European  2014-07-19
    ADS         Call Option   Written      -36       240    European  2014-07-19
    ADS         Call Option   Written      -38       170    European  2014-07-19
    ADS         Call Option   Written      -45       190    European  2014-07-19
    ADS         Call Option   Written      -46       230    European  2014-07-19
    ADS         Call Option   Written      -55       270    European  2014-07-19
    ADS         Call Option   Written      -55       240    European  2014-10-18
    ADS         Call Option   Written      -64       250    European  2014-07-19
    ADS         Call Option   Written      -65       240    European  2014-10-18
    ADS         Call Option   Written      -75       240    European  2014-07-19
    ADS         Call Option   Written      -81       240    European  2014-10-18
    ADS         Call Option   Written      -93       235    European  2014-07-19
    ADS         Call Option   Written      -111      230    European  2014-08-16
    ADS         Put Option    Written      -147      195    European  2014-07-19
    ADS         Put Option    Written      -190      195    European  2014-07-19

3.    AGREEMENTS TO PURCHASE OR SELL ETC. 

    Full details should be given so that the nature of the interest or
    position can be fully understood:

    None

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. 

The currency of all prices and other monetary amounts should be stated. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44(0)20-7638-0129. 

The Code can be viewed on the Panel's website at  www.thetakeoverpanel.org.uk. 

SUPPLEMENTAL FORM 8 (SBL) 

DETAILS OF SECURITIES BORROWING AND LENDING AND  

FINANCIAL COLLATERAL ARRANGEMENTS BY  

PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT 

Note 5(l) on Rule 8 of the Takeover Code (the "Code") 

1.    KEY INFORMATION 

    Identity of person whose
    positions/transactions are being           (GS) GOLDMAN SACHS
    disclosed:                                 FINANCIAL MARKETS, L.P.
    Name of offeror/offeree in relation to
    whose relevant securities this form
    relates:                                   SHIRE PLC

2.    SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS 


    Class of relevant security:
                                               5p ordinary shares and ADS

                                                    Number
                                                                     %
    Securities borrowed:                               0           0.00
    Securities lent (including securities
    subject to a security financial collateral
    arrangement with right of use or a title
    transfer collateral arrangement):                 12           0.00

Details of borrowed relevant securities which have been either on-lent or sold do not need to be disclosed. 

3.    SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS 

                             Nature of transaction

                       e.g. securities lending/borrowing,
                    delivery/receipt of recalled securities,
                       entering into financial collateral
       Class of     arrangement with right of use, entering
       relevant          into title transfer collateral         Number of
       security                 arrangement etc.               securities

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44(0)20-7638-0129. 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENT TO    

PURCHASE OR SELL ETC. 

Note 5(i) on Rule 8 of the Takeover Code (the "Code") 

1.    KEY INFORMATION 

    Identity of the person whose open
    positions are being disclosed:             (GS) GOLDMAN, SACHS & CO.
    Name of offeror/offeree in relation to
    whose relevant securities disclosure
    relates:                                   SHIRE PLC

2.    OPTIONS AND DERIVATIVES 

                                        Number of             Type
                                        securities
                  Product                to which             e.g.
     Class of   description             option or  Exercise American,
     relevant    e.g. call  Written or  derivative  price   European    Expiry
     security     option     purchased   relates   per unit   etc.       date
                                                   140.0000
    5p ordinary Call Option  Purchased     300       USD      AMER    18/10/2014
                                                   160.0000
    5p ordinary Call Option    Sold        300       USD      AMER    19/07/2014
                                                   180.0000
    5p ordinary Call Option  Purchased     300       USD      AMER    17/01/2015
                                                   210.0000
    5p ordinary Call Option    Sold        300       USD      AMER    19/07/2014
                                                   240.0000
    5p ordinary Call Option  Purchased     300       USD      AMER    17/01/2015
                                                   270.0000
    5p ordinary Call Option  Purchased     300       USD      AMER    17/01/2015
                                                   125.0000
    5p ordinary Call Option  Purchased     600       USD      AMER    19/07/2014
                                                   145.0000
    5p ordinary Call Option  Purchased     600       USD      AMER    18/10/2014
                                                   165.0000
    5p ordinary Call Option    Sold        600       USD      AMER    19/07/2014
                                                   180.0000
    5p ordinary Call Option  Purchased     600       USD      AMER    19/07/2014
                                                   175.0000
    5p ordinary Call Option  Purchased     900       USD      AMER    19/07/2014
                                                   140.0000
    5p ordinary Call Option    Sold       1,200      USD      AMER    19/07/2014
                                                   200.0000
    5p ordinary Call Option  Purchased    1,500      USD      AMER    19/07/2014
                                                   240.0000
    5p ordinary Call Option  Purchased    1,500      USD      AMER    19/07/2014
                                                   170.0000
    5p ordinary Call Option  Purchased    1,800      USD      AMER    19/07/2014
                                                   195.0000
    5p ordinary Call Option  Purchased    1,800      USD      AMER    19/07/2014
                                                   230.0000
    5p ordinary Call Option    Sold       1,800      USD      AMER    19/07/2014
                                                   150.0000
    5p ordinary Call Option    Sold        900       USD      AMER    19/07/2014
                                                   190.0000
    5p ordinary Call Option    Sold       2,400      USD      AMER    18/10/2014
                                                   220.0000
    5p ordinary Call Option    Sold       2,400      USD      AMER    19/07/2014
                                                   250.0000
    5p ordinary Call Option  Purchased    3,600      USD      AMER    17/01/2015
                                                   260.0000
    5p ordinary Call Option  Purchased    3,600      USD      AMER    17/01/2015
                                                   185.0000
    5p ordinary Call Option    Sold       3,900      USD      AMER    19/07/2014
                                                   250.0000
    5p ordinary Call Option  Purchased    4,500      USD      AMER    19/07/2014
                                                   190.0000
    5p ordinary Call Option  Purchased    5,100      USD      AMER    19/07/2014
                                                   260.0000
    5p ordinary Call Option    Sold       8,100      USD      AMER    19/07/2014
                                                   175.0000
    5p ordinary Call Option    Sold       12,300     USD      AMER    18/10/2014
                                                   140.0000
    5p ordinary Put Option     Sold        300       USD      AMER    19/07/2014
                                                   140.0000
    5p ordinary Put Option     Sold        300       USD      AMER    18/10/2014
                                                   155.0000
    5p ordinary Put Option   Purchased     600       USD      AMER    18/10/2014
                                                   175.0000
    5p ordinary Put Option     Sold        600       USD      AMER    18/10/2014
                                                   165.0000
    5p ordinary Put Option     Sold        900       USD      AMER    19/07/2014
                                                   170.0000
    5p ordinary Put Option     Sold        900       USD      AMER    19/07/2014
                                                   180.0000
    5p ordinary Put Option   Purchased     900       USD      AMER    19/07/2014
                                                   185.0000
    5p ordinary Put Option     Sold        900       USD      AMER    19/07/2014
                                                   210.0000
    5p ordinary Put Option     Sold        900       USD      AMER    19/07/2014
                                                   160.0000
    5p ordinary Put Option   Purchased    1,200      USD      AMER    19/07/2014
                                                   200.0000
    5p ordinary Put Option   Purchased    1,200      USD      AMER    19/07/2014
                                                   120.0000
    5p ordinary Put Option     Sold       1,500      USD      AMER    19/07/2014
                                                   170.0000
    5p ordinary Put Option     Sold       1,500      USD      AMER    18/10/2014
                                                   125.0000
    5p ordinary Put Option     Sold       1,800      USD      AMER    19/07/2014
                                                   135.0000
    5p ordinary Put Option   Purchased    2,100      USD      AMER    19/07/2014
                                                   145.0000
    5p ordinary Put Option     Sold       2,100      USD      AMER    19/07/2014
                                                   150.0000
    5p ordinary Put Option     Sold       3,000      USD      AMER    19/07/2014
                                                   190.0000
    5p ordinary Put Option     Sold       3,000      USD      AMER    19/07/2014
                                                   220.0000
    5p ordinary Put Option     Sold       3,300      USD      AMER    19/07/2014
                                                   150.0000
    5p ordinary Put Option     Sold       3,900      USD      AMER    18/10/2014
                                                   110.0000
    5p ordinary Put Option   Purchased    4,500      USD      AMER    18/10/2014
                                                   175.0000
    5p ordinary Put Option     Sold       5,100      USD      AMER    19/07/2014

3.    AGREEMENTS TO PURCHASE OR SELL 

    Full details should be given so that the nature of the interest or
    position can be fully understood:

It is not necessary to provide details on a Supplement form (Open Positions) with regard to contracts for differences ("CFD") or spread bets 

The currency of all pieces and other monetary amounts should be stated.  

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44(0)20-7638-0129. 

The Code can be viewed on the Panel's website at  www.thetakeoverpanel.org.uk. 

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