Form 8 (OPD) AbbVie Inc
Shire plc
03 Jul, 2014, 22:45 BST
DUBLIN, July 3, 2014 /PRNewswire/ --
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer making the
disclosure: Shire plc
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each party to the offer AbbVie Inc.
(d) Is the party to the offer making the disclosure
the offeror or the offeree? OFFEREE
(e) Date position held: 2 July 2014
YES
(f) Has the party previously disclosed, or is it If YES, specify which:
today disclosing, under the Code in respect of any
other party to this offer? Shire plc
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates
Class of relevant security:
Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: Nil 0.00 Nil 0.00
(2) Derivatives (other than
options): Nil 0.00 Nil 0.00
(3) Options and agreements to
purchase/sell: Nil 0.00 Nil 0.00
TOTAL: Nil 0.00 Nil 0.00
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to
which subscription right exists: None
Details, including nature of the rights
concerned and relevant percentages: None
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(c) Irrevocable commitments and letters of intent
Details of any irrevocable commitments or letters of intent procured by the party to
the offer making the disclosure or any person acting in concert with it (see Note 3 on
Rule 2.11 of the Code):
None
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe of any person acting
in concert with the party to the offer making the disclosure:
Share interests of connected advisers
Citigroup Global Markets Inc
Class of relevant security:
Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: Nil 0.00 57,366 0.00
(2) Derivatives (other than
options): Nil 0.00 Nil 0.00
(3) Options and agreements to
purchase/sell: Nil 0.00 Nil 0.00
TOTAL: Nil 0.00 57,366 0.00
Citibank NA
Class of relevant security:
Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 569,393 0.04 Nil 0.00
(2) Derivatives (other than
options): Nil 0.00 Nil 0.00
(3) Options and agreements to
purchase/sell: Nil 0.00 Nil 0.00
TOTAL: 569,393 0.04 Nil 0.00
Citigroup Derivatives Markets Inc
Class of relevant security:
Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 3,960 0.00 51,468 0.00
(2) Derivatives (other than
options): Nil 0.00 Nil 0.00
(3) Options and agreements to
purchase/sell: 540,000 0.03 497,600 0.03
TOTAL: 543,960 0.03 549,068 0.03
(GS) GOLDMAN SACHS FINANCIAL MARKETS, L.P.
Class of relevant security:
Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 5,192 0.00 Nil 0.00
(2) Derivatives (other than
options): Nil 0.00 Nil 0.00
(3) Options and agreements
to purchase/sell: Nil 0.00 5161.6207 0.00
TOTAL: 5,192 0.00 5161.6207 0.00
(GS) GOLDMAN, SACHS & CO.
Class of relevant security:
Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 5,401,667 0.34 3,485,082 0.22
(2) Derivatives (other than
options): 1,008,310 0.06 65,780 0.00
(3) Options and agreements
to purchase/sell: 299,937.5092 0.02 460,104.1164 0.03
TOTAL: 6,709,914.5092 0.42 4,010,966.1164 0.25
Morgan Stanley Capital (Luxembourg) S.A.
Class of relevant security:
Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 20,900 0.00 Nil 0.00
(2) Derivatives (other than
options): Nil 0.00 Nil 0.00
(3) Options and agreements to
purchase/sell: Nil 0.00 Nil 0.00
TOTAL: 20,900 0.00 Nil 0.00
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd
Class of relevant security:
Common Stock, par value $0.01 per share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 480 0.00 Nil 0.00
(2) Derivatives (other than
options): Nil 0.00 Nil 0.00
(3) Options and agreements to
purchase/sell: Nil 0.00 Nil 0.00
TOTAL: 480 0.00 Nil 0.00
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3 for each additional class of relevant security.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the party to the offer making the disclosure
or any person acting in concert with it:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the party to the offer making the disclosure, or any person acting in concert with it,
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) YES
Date of disclosure: 3 July 2014
Tatjana May (General Counsel and Company
Secretary)
Contact name: Tony Guthrie (Deputy Company Secretary)
Telephone number: +44-1256-894-000
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44-(0)20-7638-0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being
disclosed: Citigroup Derivative Markets Inc
Name of offeror/offeree in relation to whose relevant
securities the disclosure relates: AbbVie Inc
2. OPTIONS AND DERIVATIVES
Number of Type
securities
Product to which e.g.
Class of description option or Exercise American,
relevant e.g. call Written or derivative price European
security option purchased relates per unit etc. Expiry date
Common
shares of
USD 0.01
par value Call Option Purchased 286.0000 55 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 264.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 228.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 197.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 178.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 168.0000 60 European 2014-07-19
Common
shares of
USD 0.01
par value Call Option Purchased 161.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 151.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 143.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 133.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 130.0000 30 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 128.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 123.0000 55 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 114.0000 55 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Purchased 113.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 92.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 90.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 83.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 82.0000 42.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 67.0000 45 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 64.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 64.0000 62.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 62.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 62.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 59.0000 35 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 59.0000 55 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 58.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 56.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 55.0000 60 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 54.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 54.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 54.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 53.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 53.0000 42.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 52.0000 37.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 51.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 49.0000 25 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 48.0000 35 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 48.0000 57.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 46.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 46.0000 55 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 43.0000 60 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 43.0000 57.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 40.0000 35 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 40.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 40.0000 40 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 39.0000 62.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 38.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 38.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 38.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 37.0000 60 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 37.0000 60 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 32.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 32.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 32.0000 70 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 31.0000 30 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 31.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 30.0000 32.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 30.0000 55 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Purchased 29.0000 45 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 29.0000 37.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 29.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 28.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 28.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 28.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 27.0000 42.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 27.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 26.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 24.0000 30 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 24.0000 37.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 24.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 24.0000 60 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 23.0000 70 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 22.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 22.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 22.0000 45 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 22.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 21.0000 35 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 21.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 20.0000 32.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 20.0000 35 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 20.0000 62.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 19.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 19.0000 62.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 19.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 19.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 19.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 18.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 16.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 16.0000 37.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 16.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 16.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 16.0000 47.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 16.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 15.0000 37.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 15.0000 42.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 15.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 15.0000 60 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 15.0000 45 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 15.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 14.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 14.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 14.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 14.0000 42.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 14.0000 42.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 13.0000 65 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 13.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 13.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 13.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 12.0000 45 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 12.0000 57.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 12.0000 42.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 12.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 12.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 12.0000 47.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 12.0000 60 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 12.0000 70 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 11.0000 22.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 11.0000 30 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 11.0000 45 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 11.0000 55 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Purchased 11.0000 42.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 11.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 10.0000 30 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 10.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 10.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 10.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 10.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 10.0000 45 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 10.0000 55 European 2014-07-19
Common
shares of
USD 0.01
par value Call Option Purchased 10.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 10.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 10.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 10.0000 60 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 10.0000 60 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 10.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 10.0000 57.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 9.0000 30 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 9.0000 60 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 8.0000 32.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 8.0000 37.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 8.0000 70 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 8.0000 37.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 8.0000 40 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 8.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 8.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 8.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 8.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 8.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 8.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 7.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 7.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 7.0000 52.5 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Purchased 7.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 7.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 7.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 7.0000 32.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 7.0000 40 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 7.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 7.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 6.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 6.0000 65 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 6.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 6.0000 57.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 6.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 6.0000 45 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 6.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 5.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 5.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 5.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 5.0000 52.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 5.0000 32.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 5.0000 37.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 5.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 5.0000 45 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 5.0000 55 European 2014-07-19
Common
shares of
USD 0.01
par value Call Option Purchased 5.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 5.0000 60 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 5.0000 62.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 5.0000 42.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 4.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 4.0000 60 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 4.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 4.0000 45 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 4.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 4.0000 57.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 4.0000 60 European 2015-02-20
Common
shares of
USD 0.01
par value Call Option Purchased 4.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 4.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 4.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 4.0000 45 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 4.0000 60 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 4.0000 60 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 32.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 35 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 45 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 57.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 62.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 70 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 55 European 2014-07-19
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 57.5 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 32.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 37.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 3.0000 47.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 3.0000 62.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 37.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 45 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 52.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 57.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 62.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 32.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 52.5 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 37.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 32.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 2.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 57.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 2.0000 62.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 57.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 60 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 45 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 62.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 62.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 50 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 50 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 52.5 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 37.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 40 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 60 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 62.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 65 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 65 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 42.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 47.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 47.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 47.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Purchased 1.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 55 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 57.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Purchased 1.0000 62.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -1.0000 32.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 35 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 37.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -1.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -1.0000 45 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -1.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -1.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -1.0000 57.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 57.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 57.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 57.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -1.0000 60 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -1.0000 62.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -1.0000 62.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -1.0000 22.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 57.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -1.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -1.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -1.0000 62.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -1.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -1.0000 70 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -1.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -2.0000 37.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -2.0000 37.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -2.0000 52.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -2.0000 30 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -2.0000 32.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -2.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -2.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -2.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -2.0000 57.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -2.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -2.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -2.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -2.0000 50 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -3.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -3.0000 65 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -3.0000 22.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -3.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -3.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -3.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -3.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -3.0000 57.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -3.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -3.0000 42.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -3.0000 47.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -3.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -3.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -3.0000 55 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Written -4.0000 37.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -4.0000 42.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -4.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -4.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -4.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -4.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -4.0000 57.5 European 2014-07-19
Common
shares of
USD 0.01
par value Call Option Written -4.0000 40 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Written -5.0000 35 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -5.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -5.0000 57.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -5.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -5.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -5.0000 70 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -5.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -5.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -5.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -5.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -6.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -6.0000 60 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -6.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -6.0000 50 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Written -7.0000 25 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -7.0000 35 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -7.0000 37.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -7.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -7.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -7.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -7.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -7.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -7.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -7.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -7.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -7.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -8.0000 52.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -8.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -8.0000 75 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -8.0000 22.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -8.0000 30 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -8.0000 35 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -8.0000 45 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -8.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -8.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -8.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -9.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -9.0000 37.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -9.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -9.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -9.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -9.0000 55 European 2014-07-19
Common
shares of
USD 0.01
par value Call Option Written -10.0000 35 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -10.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -10.0000 52.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -10.0000 37.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -10.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -10.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -10.0000 50 European 2014-07-19
Common
shares of
USD 0.01
par value Put Option Written -10.0000 35 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -10.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -10.0000 47.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -11.0000 60 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -11.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -11.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -11.0000 60 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -11.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -11.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -12.0000 55 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -12.0000 35 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -12.0000 37.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -12.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -12.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -12.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -13.0000 65 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -13.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -13.0000 50 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -14.0000 45 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -14.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -14.0000 42.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Written -15.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -15.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -16.0000 47.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -16.0000 52.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -16.0000 60 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -16.0000 75 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -16.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -17.0000 40 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -17.0000 47.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -17.0000 50 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -17.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -18.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -18.0000 52.5 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -18.0000 30 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -18.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -18.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -19.0000 35 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -19.0000 60 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -19.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -19.0000 70 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -19.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -20.0000 32.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -20.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -20.0000 35 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -21.0000 47.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -22.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Put Option Written -24.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -26.0000 50 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -26.0000 42.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -28.0000 65 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -30.0000 30 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -31.0000 30 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -32.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -33.0000 60 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -34.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -34.0000 60 European 2016-01-15
Common
shares of
USD 0.01
par value Put Option Written -38.0000 45 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -41.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -44.0000 45 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -45.0000 52.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -48.0000 40 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -53.0000 45 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -58.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Call Option Written -58.0000 57.5 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -60.0000 22.5 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -72.0000 65 European 2015-01-17
Common
shares of
USD 0.01
par value Call Option Written -87.0000 55 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -100.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -104.0000 70 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -107.0000 52.5 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -114.0000 45 European 2015-01-17
Common
shares of
USD 0.01
par value Put Option Written -123.0000 32.5 European 2016-01-15
Common
shares of
USD 0.01
par value Call Option Written -151.0000 52.5 European 2014-11-22
Common
shares of
USD 0.01
par value Call Option Written -168.0000 57.5 European 2014-07-19
Common
shares of
USD 0.01
par value Call Option Written -388.0000 55 European 2014-08-16
Common
shares of
USD 0.01
par value Put Option Written -498.0000 32.5 European 2014-08-16
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position can be fully understood:
None
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (SBL)
DETAILS OF SECURITIES BORROWING AND LENDING AND
FINANCIAL COLLATERAL ARRANGEMENTS BY
PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT
Note 5(l) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose
positions/transactions are being (GS) GOLDMAN SACHS
disclosed: FINANCIAL MARKETS, L.P.
Name of offeror/offeree in relation to
whose relevant securities this form
relates: ABBVIE INC
2. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS
Class of relevant security: Common shares of USD 0.01
par value
Number
%
Securities borrowed: 0 0.00
Securities lent (including securities
subject to a security financial collateral
arrangement with right of use or a title
transfer collateral arrangement): 5,192 0.00
Details of borrowed relevant securities which have been either on-lent or sold do not need to be disclosed.
3. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS
Nature of transaction
e.g. securities lending/borrowing,
delivery/receipt of recalled securities,
entering into financial collateral
Class of arrangement with right of use, entering
relevant into title transfer collateral Number of
security arrangement etc. securities
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose open (GS) GOLDMAN SACHS
positions are being disclosed: FINANCIAL MARKETS, L.P.
Name of offeror/offeree in relation to
whose relevant securities disclosure
relates: ABBVIE INC
2. OPTIONS AND DERIVATIVES
Number of Type
securities
Product to which e.g.
Class of description option or Exercise American,
relevant e.g. call Written or derivative price European Expiry
security option purchased relates per unit etc. date
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 5161.6207 USD EURO 02/02/2015
3. AGREEMENTS TO PURCHASE OR SELL
Full details should be given so that the nature of the interest or
position can be fully understood:
It is not necessary to provide details on a Supplement form (Open Positions) with regard to contracts for differences ("CFD") or spread bets
The currency of all pieces and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose open
positions are being disclosed: (GS) GOLDMAN, SACHS & CO.
Name of offeror/offeree in relation to
whose relevant securities disclosure
relates: ABBVIE INC
2. OPTIONS AND DERIVATIVES
Number of Type
securities
Product to which e.g.
Class of description option or Exercise American,
relevant e.g. call Written or derivative price European Expiry
security option purchased relates per unit etc. date
Common
shares of
USD 0.01 Call 72.5000
par value Option^ Sold 100 USD AMER 17/01/2015
Common
shares of
USD 0.01 Call 67.5000
par value Option^ Sold 400 USD AMER 17/01/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 410.2977 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 487.2981 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 531.4616 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 582.7456 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 584.9566 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 600.0984 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 607.5758 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 650.89 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 750.2438 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 777.1216 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 799.8104 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 906.9846 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 982.6472 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 1,010.613 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 1,212.763 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 1,236.6736 USD EURO 02/02/2015
Common
shares of
USD 0.01 Call 75.0000
par value Option^ Sold 1,400 USD AMER 17/01/2015
Common
shares of
USD 0.01 Call 90.0000
par value Option^ Sold 2,200 USD AMER 17/01/2015
Common
shares of
USD 0.01 Call 77.5000
par value Option^ Sold 2,300 USD AMER 17/01/2015
Common
shares of
USD 0.01 Call 95.0000
par value Option^ Sold 2,800 USD AMER 17/01/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 2,831.6361 USD EURO 02/02/2015
Common
shares of
USD 0.01 Call 80.0000
par value Option^ Sold 3,400 USD AMER 17/01/2015
Common
shares of
USD 0.01 Call 85.0000
par value Option^ Sold 3,500 USD AMER 17/01/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 5,161.6207 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 7,184.3795 USD EURO 02/02/2015
Common
shares of
USD 0.01 2.4615
par value Call Option Purchased 7,206.8854 USD EURO 02/02/2015
Common
shares of
USD 0.01 Call 70.0000
par value Option^ Purchased 8,600 USD AMER 17/01/2015
Common
shares of
USD 0.01 55.0000
par value Call Option Sold 8,700 USD AMER 16/08/2014
Common
shares of
USD 0.01 56.0000
par value Call Option Sold 10,500 USD EURO 12/11/2014
Common
shares of
USD 0.01 60.0000
par value Call Option Purchased 11,200 USD AMER 17/01/2015
Common
shares of
USD 0.01 52.5000
par value Call Option Sold 13,000 USD EURO 07/08/2014
Common
shares of
USD 0.01 53.0000
par value Call Option Sold 13,100 USD EURO 27/08/2014
Common
shares of
USD 0.01 54.7500
par value Call Option Sold 15,700 USD EURO 23/09/2014
Common
shares of
USD 0.01 2.4615
par value Call Option Sold 17,424.9228 USD EURO 02/02/2015
Common
shares of
USD 0.01 52.5000
par value Call Option Sold 33,700 USD EURO 07/08/2014
Common
shares of
USD 0.01 53.0000
par value Call Option Sold 33,700 USD EURO 27/08/2014
Common
shares of
USD 0.01 52.5000
par value Call Option Sold 36,900 USD EURO 07/08/2014
Common
shares of
USD 0.01 53.0000
par value Call Option Sold 37,000 USD EURO 27/08/2014
Common
shares of
USD 0.01 56.0000
par value Call Option Sold 38,000 USD EURO 12/11/2014
Common
shares of
USD 0.01 65.0000
par value Call Option Purchased 41,400 USD AMER 17/01/2015
Common
shares of
USD 0.01 54.7500
par value Call Option Sold 46,400 USD EURO 23/09/2014
Common
shares of
USD 0.01 51.5000
par value Call Option Sold 58,100 USD EURO 15/07/2014
Common
shares of
USD 0.01 56.0000
par value Call Option Sold 58,100 USD EURO 12/11/2014
Common
shares of
USD 0.01 57.5000
par value Call Option Purchased 100,000 USD AMER 19/07/2014
Common
shares of
USD 0.01 52.5000
par value Call Option Purchased 103,700 USD AMER 19/07/2014
Common
shares of
USD 0.01 50.0000
par value Put Option^ Sold 100 USD AMER 17/01/2015
Common
shares of
USD 0.01 85.0000
par value Put Option^ Purchased 300 USD AMER 17/01/2015
Common
shares of
USD 0.01 40.0000
par value Put Option^ Sold 600 USD AMER 17/01/2015
Common
shares of
USD 0.01 60.0000
par value Put Option^ Purchased 700 USD AMER 17/01/2015
Common
shares of
USD 0.01 70.0000
par value Put Option^ Sold 700 USD AMER 17/01/2015
Common
shares of
USD 0.01 62.5000
par value Put Option^ Purchased 1,100 USD AMER 17/01/2015
Common
shares of
USD 0.01 55.0000
par value Put Option^ Purchased 1,400 USD AMER 17/01/2015
Common
shares of
USD 0.01 45.0000
par value Put Option^ Sold 1,900 USD AMER 17/01/2015
Common
shares of
USD 0.01 72.5000
par value Put Option^ Sold 1,900 USD AMER 17/01/2015
Common
shares of
USD 0.01 50.0000
par value Put Option Purchased 2,500 USD AMER 17/01/2015
Common
shares of
USD 0.01 90.0000
par value Put Option^ Sold 3,000 USD AMER 17/01/2015
Common
shares of
USD 0.01 95.0000
par value Put Option^ Sold 4,500 USD AMER 17/01/2015
Common
shares of
USD 0.01 35.0000
par value Put Option^ Purchased 5,500 USD AMER 17/01/2015
Common
shares of
USD 0.01
par value Swap Sold 1,300 0.0000 N/A 20/02/2015
Common
shares of
USD 0.01
par value Swap Sold 26,156 0.0000 N/A 30/03/2015
Common
shares of
USD 0.01
par value Swap Sold 31,600 0.0000 N/A 20/02/2015
Common
shares of
USD 0.01
par value Swap Purchased 307,000 0.0000 N/A 14/07/2014
Common
shares of
USD 0.01
par value Swap^ Purchased 672,000 0.0000 N/A 29/07/2014
^Please note this product is part of a basket of securities for which ABBVIE INC is a component
3. AGREEMENTS TO PURCHASE OR SELL
Full details should be given so that the nature of the interest or
position can be fully understood:
It is not necessary to provide details on a Supplement form (Open Positions) with regard to contracts for differences ("CFD") or spread bets
The currency of all pieces and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44-(0)20-7638-0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SOURCE Shire plc