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Form 8 (OPD) AbbVie Inc


News provided by

Shire plc

03 Jul, 2014, 21:45 GMT

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DUBLIN, July 3, 2014 /PRNewswire/ --

FORM 8 (OPD) 

PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER 

Rules 8.1 and 8.2 of the Takeover Code (the "Code") 

1.    KEY INFORMATION 

    (a) Identity of the party to the offer making the
    disclosure:                                           Shire plc
    (b) Owner or controller of interests and short
    positions disclosed, if different from 1(a):

    The naming of nominee or vehicle companies is
    insufficient
    (c) Name of offeror/offeree in relation to whose
    relevant securities this form relates:

    Use a separate form for each party to the offer       AbbVie Inc.
    (d) Is the party to the offer making the disclosure
    the offeror or the offeree?                           OFFEREE
    (e) Date position held:                               2 July 2014
                                                          YES

    (f) Has the party previously disclosed, or is it      If YES, specify which:
    today disclosing, under the Code in respect of any
    other party to this offer?                            Shire plc

2.    POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE 

(a)    Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates 


    Class of relevant security:
                                              Common Stock, par value $0.01 per share
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                 Nil         0.00         Nil         0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                      Nil         0.00         Nil         0.00

All interests and all short positions should be disclosed. 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). 

(b)    Rights to subscribe for new securities 

    Class of relevant security in relation to
    which subscription right exists:           None
    Details, including nature of the rights
    concerned and relevant percentages:        None

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 

(c)    Irrevocable commitments and letters of intent 

    Details of any irrevocable commitments or letters of intent procured by the party to
    the offer making the disclosure or any person acting in concert with it (see Note 3 on
    Rule 2.11 of the Code):

    None

3.    POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE 

    Details of any interests, short positions and rights to subscribe of any person acting
    in concert with the party to the offer making the disclosure:

Share interests of connected advisers

Citigroup Global Markets Inc 


    Class of relevant security:
                                              Common Stock, par value $0.01 per share
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                 Nil         0.00        57,366       0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                      Nil         0.00        57,366       0.00

Citibank NA 


    Class of relevant security:
                                              Common Stock, par value $0.01 per share
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                               569,393       0.04         Nil         0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                    569,393       0.04         Nil         0.00

Citigroup Derivatives Markets Inc 


    Class of relevant security:
                                              Common Stock, par value $0.01 per share
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                3,960        0.00        51,468       0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                            540,000       0.03       497,600       0.03
    TOTAL:                                    543,960       0.03       549,068       0.03

(GS) GOLDMAN SACHS FINANCIAL MARKETS, L.P. 


    Class of relevant security:
                                 Common Stock, par value $0.01 per share
                                      Interests          Short positions
                                    Number        %       Number      %
    (1) Relevant securities
    owned and/or controlled:         5,192       0.00      Nil       0.00
    (2) Derivatives (other than
    options):                         Nil        0.00      Nil       0.00
    (3) Options and agreements
    to purchase/sell:                 Nil        0.00   5161.6207    0.00
    TOTAL:                           5,192       0.00   5161.6207    0.00

(GS) GOLDMAN, SACHS & CO. 


    Class of relevant security:
                                 Common Stock, par value $0.01 per share
                                      Interests         Short positions
                                    Number        %       Number       %
    (1) Relevant securities
    owned and/or controlled:       5,401,667    0.34    3,485,082    0.22
    (2) Derivatives (other than
    options):                      1,008,310    0.06      65,780     0.00
    (3) Options and agreements
    to purchase/sell:            299,937.5092   0.02   460,104.1164  0.03
    TOTAL:                      6,709,914.5092  0.42  4,010,966.1164 0.25

Morgan Stanley Capital (Luxembourg) S.A. 


    Class of relevant security:
                                              Common Stock, par value $0.01 per share
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                20,900       0.00         Nil         0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                     20,900       0.00         Nil         0.00

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd 


    Class of relevant security:
                                              Common Stock, par value $0.01 per share
                                                Interests             Short positions
                                               Number         %         Number         %
    (1) Relevant securities owned and/or
    controlled:                                 480         0.00         Nil         0.00
    (2) Derivatives (other than
    options):                                   Nil         0.00         Nil         0.00
    (3) Options and agreements to
    purchase/sell:                              Nil         0.00         Nil         0.00
    TOTAL:                                      480         0.00         Nil         0.00

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3 for each additional class of relevant security. 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). 

4.    OTHER INFORMATION 

(a)    Indemnity and other dealing arrangements 

    Details of any indemnity or option arrangement, or any agreement or understanding,
    formal or informal, relating to relevant securities which may be an inducement to deal
    or refrain from dealing entered into by the party to the offer making the disclosure
    or any person acting in concert with it:

    If there are no such agreements, arrangements or understandings, state "none"

    None

(b)    Agreements, arrangements or understandings relating to options or derivatives 

    Details of any agreement, arrangement or understanding, formal or informal, between
    the party to the offer making the disclosure, or any person acting in concert with it,
    and any other person relating to:

    (i) the voting rights of any relevant securities under any option; or

    (ii) the voting rights or future acquisition or disposal of any relevant securities to
    which any derivative is referenced:

    If there are no such agreements, arrangements or understandings, state "none"

    None

(c)    Attachments 

Are any Supplemental Forms attached? 

    Supplemental Form 8 (Open Positions)                                        YES
    Supplemental Form 8 (SBL)                                                   YES
    Date of disclosure:                        3 July 2014
                                               Tatjana May (General Counsel and Company
                                               Secretary)

    Contact name:                              Tony Guthrie (Deputy Company Secretary)
    Telephone number:                          +44-1256-894-000

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44-(0)20-7638-0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. 

Note 5(i) on Rule 8 of the Takeover Code (the "Code") 

1.    KEY INFORMATION 

    Identity of person whose open positions are being
    disclosed:                                            Citigroup Derivative Markets Inc
    Name of offeror/offeree in relation to whose relevant
    securities the disclosure relates:                    AbbVie Inc

2.    OPTIONS AND DERIVATIVES 

                                        Number of             Type
                                        securities
                  Product                to which             e.g.
     Class of   description             option or  Exercise American,
     relevant    e.g. call  Written or  derivative  price   European
     security     option     purchased   relates   per unit   etc.    Expiry date
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   286.0000     55    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   264.0000     65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   228.0000     55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   197.0000    57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   178.0000     60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   168.0000     60    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   161.0000     65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   151.0000     45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   143.0000     50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   133.0000     50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   130.0000     30    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   128.0000     55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   123.0000     55    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   114.0000     55    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   113.0000    42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   92.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   90.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   83.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   82.0000     42.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   67.0000      45    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   64.0000      50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   64.0000     62.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   62.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   62.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   59.0000      35    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   59.0000      55    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   58.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   56.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   55.0000      60    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   54.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   54.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   54.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   53.0000     42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   53.0000     42.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   52.0000     37.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   51.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   49.0000      25    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   48.0000      35    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   48.0000     57.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   46.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   46.0000      55    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   43.0000      60    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   43.0000     57.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   40.0000      35    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   40.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   40.0000      40    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   39.0000     62.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   38.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   38.0000      65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   38.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   37.0000      60    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   37.0000      60    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   32.0000      50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   32.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   32.0000      70    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   31.0000      30    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   31.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   30.0000     32.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   30.0000      55    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   29.0000      45    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   29.0000     37.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   29.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   28.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   28.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   28.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   27.0000     42.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   27.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   26.0000      50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   24.0000      30    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   24.0000     37.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   24.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   24.0000      60    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   23.0000      70    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   22.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   22.0000     42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   22.0000      45    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   22.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   21.0000      35    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   21.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   20.0000     32.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   20.0000      35    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   20.0000     62.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   19.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   19.0000     62.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   19.0000      40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   19.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   19.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   18.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   16.0000      50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   16.0000     37.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   16.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   16.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   16.0000     47.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   16.0000     52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   15.0000     37.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   15.0000     42.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   15.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   15.0000      60    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   15.0000      45    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   15.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   14.0000      50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   14.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   14.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   14.0000     42.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   14.0000     42.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   13.0000      65    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   13.0000      65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   13.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   13.0000     57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   12.0000      45    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   12.0000     57.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   12.0000     42.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   12.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   12.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   12.0000     47.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   12.0000      60    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   12.0000      70    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   11.0000     22.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   11.0000      30    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   11.0000      45    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   11.0000      55    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   11.0000     42.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   11.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   10.0000      30    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   10.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   10.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   10.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   10.0000     42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   10.0000      45    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   10.0000      55    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   10.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   10.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   10.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   10.0000      60    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   10.0000      60    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased   10.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased   10.0000     57.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    9.0000      30    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    9.0000      60    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    8.0000     32.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    8.0000     37.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    8.0000      70    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    8.0000     37.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    8.0000      40    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    8.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    8.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    8.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    8.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    8.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    8.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    7.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    7.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    7.0000     52.5   European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    7.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    7.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    7.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    7.0000     32.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    7.0000      40    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    7.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    7.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    6.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    6.0000      65    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    6.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    6.0000     57.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    6.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    6.0000      45    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    6.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    5.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    5.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    5.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    5.0000     52.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    5.0000     32.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    5.0000     37.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    5.0000     42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    5.0000      45    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    5.0000      55    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    5.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    5.0000      60    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    5.0000     62.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    5.0000     42.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    4.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    4.0000      60    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    4.0000     42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    4.0000      45    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    4.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    4.0000     57.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    4.0000      60    European  2015-02-20
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    4.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    4.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    4.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    4.0000      45    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    4.0000      60    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    4.0000      60    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000     32.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000      35    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000      45    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000     57.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000     62.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000      70    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000      60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000      55    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000     57.5   European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000     32.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000     37.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    3.0000     47.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    3.0000     62.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000     37.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000      45    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000     52.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000     57.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000     62.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000     32.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000      40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000      40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000      60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000      65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000     52.5   European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000     37.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000     32.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000     52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    2.0000     52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000     57.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    2.0000     62.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     57.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      60    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      45    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     62.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     62.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000      50    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      50    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     52.5   European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     37.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      40    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000      60    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     62.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000      65    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000      65    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     42.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     47.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     47.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     47.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option   Purchased    1.0000     52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000      55    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     57.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option  Purchased    1.0000     62.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000     32.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      35    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     37.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000      45    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000      50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000     57.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     57.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     57.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     57.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000      60    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000     62.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000     62.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     22.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000     57.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000      60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -1.0000      60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000     62.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000      65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000      70    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -1.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -2.0000     37.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -2.0000     37.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -2.0000     52.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -2.0000      30    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -2.0000     32.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -2.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -2.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -2.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -2.0000     57.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -2.0000      60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -2.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -2.0000     57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -2.0000      50    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000      65    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -3.0000     22.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000      40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -3.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000     57.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000      60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -3.0000     42.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -3.0000     47.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000      50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000     52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -3.0000      55    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -4.0000     37.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -4.0000     42.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -4.0000     42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -4.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -4.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -4.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -4.0000     57.5   European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -4.0000      40    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -5.0000      35    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -5.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -5.0000     57.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -5.0000      40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -5.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -5.0000      70    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -5.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -5.0000      45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -5.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -5.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -6.0000     47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -6.0000      60    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -6.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -6.0000      50    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -7.0000      25    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -7.0000      35    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -7.0000     37.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -7.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -7.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -7.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -7.0000      55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -7.0000      65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -7.0000      65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -7.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -7.0000     52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -7.0000     57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -8.0000     52.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -8.0000      55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -8.0000      75    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -8.0000     22.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -8.0000      30    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -8.0000      35    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -8.0000      45    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -8.0000     52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -8.0000      65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -8.0000      65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -9.0000      40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -9.0000     37.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -9.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -9.0000     47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -9.0000      50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -9.0000      55    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -10.0000     35    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -10.0000     50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -10.0000    52.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -10.0000    37.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -10.0000    42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -10.0000     50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -10.0000     50    European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -10.0000     35    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -10.0000    52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -10.0000    47.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -11.0000     60    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -11.0000     40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -11.0000     50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -11.0000     60    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -11.0000     45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -11.0000    57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -12.0000     55    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -12.0000     35    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -12.0000    37.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -12.0000    52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -12.0000     55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -12.0000    52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -13.0000     65    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -13.0000     40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -13.0000     50    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -14.0000     45    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -14.0000     50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -14.0000    42.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -15.0000    47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -15.0000    52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -16.0000    47.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -16.0000    52.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -16.0000     60    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -16.0000     75    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -16.0000     50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -17.0000     40    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -17.0000    47.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -17.0000     50    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -17.0000    57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -18.0000     50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -18.0000    52.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -18.0000     30    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -18.0000     55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -18.0000    52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -19.0000     35    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -19.0000     60    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -19.0000    52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -19.0000     70    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -19.0000    57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -20.0000    32.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -20.0000     40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -20.0000     35    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -21.0000    47.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -22.0000    52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -24.0000     55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -26.0000     50    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -26.0000    42.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -28.0000     65    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -30.0000     30    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -31.0000     30    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -32.0000    52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -33.0000     60    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -34.0000     40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -34.0000     60    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -38.0000     45    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -41.0000     65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -44.0000     45    European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -45.0000    52.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -48.0000     40    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -53.0000     45    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -58.0000    57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -58.0000    57.5   European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written    -60.0000    22.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -72.0000     65    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Call Option   Written    -87.0000     55    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written   -100.0000    52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written   -104.0000     70    European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written   -107.0000    52.5   European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written   -114.0000     45    European  2015-01-17
    Common
    shares of
    USD 0.01
    par value   Put Option    Written   -123.0000    32.5   European  2016-01-15
    Common
    shares of
    USD 0.01
    par value   Call Option   Written   -151.0000    52.5   European  2014-11-22
    Common
    shares of
    USD 0.01
    par value   Call Option   Written   -168.0000    57.5   European  2014-07-19
    Common
    shares of
    USD 0.01
    par value   Call Option   Written   -388.0000     55    European  2014-08-16
    Common
    shares of
    USD 0.01
    par value   Put Option    Written   -498.0000    32.5   European  2014-08-16

3.    AGREEMENTS TO PURCHASE OR SELL ETC. 

    Full details should be given so that the nature of the interest or
    position can be fully understood:

    None

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. 

The currency of all prices and other monetary amounts should be stated. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. 

The Code can be viewed on the Panel's website at  www.thetakeoverpanel.org.uk. 

SUPPLEMENTAL FORM 8 (SBL) 

DETAILS OF SECURITIES BORROWING AND LENDING AND  

FINANCIAL COLLATERAL ARRANGEMENTS BY  

PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT 

Note 5(l) on Rule 8 of the Takeover Code (the "Code") 

1.    KEY INFORMATION  

    Identity of person whose
    positions/transactions are being           (GS) GOLDMAN SACHS
    disclosed:                                 FINANCIAL MARKETS, L.P.
    Name of offeror/offeree in relation to
    whose relevant securities this form
    relates:                                   ABBVIE INC

2.    SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS 


    Class of relevant security:                  Common shares of USD 0.01
                                                         par value

                                                     Number
                                                                      %
    Securities borrowed:                               0             0.00
    Securities lent (including securities
    subject to a security financial collateral
    arrangement with right of use or a title
    transfer collateral arrangement):                5,192           0.00

Details of borrowed relevant securities which have been either on-lent or sold do not need to be disclosed. 

3.    SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS 

                             Nature of transaction

                       e.g. securities lending/borrowing,
                    delivery/receipt of recalled securities,
                       entering into financial collateral
       Class of     arrangement with right of use, entering
       relevant          into title transfer collateral         Number of
       security                 arrangement etc.               securities

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENT TO    

PURCHASE OR SELL ETC. 

Note 5(i) on Rule 8 of the Takeover Code (the "Code") 

1.    KEY INFORMATION 

    Identity of the person whose open          (GS) GOLDMAN SACHS
    positions are being disclosed:             FINANCIAL MARKETS, L.P.
    Name of offeror/offeree in relation to
    whose relevant securities disclosure
    relates:                                   ABBVIE INC

2.    OPTIONS AND DERIVATIVES 

                                        Number of             Type
                                        securities
                  Product                to which             e.g.
     Class of   description             option or  Exercise American,
     relevant    e.g. call  Written or  derivative  price   European    Expiry
     security     option     purchased   relates   per unit   etc.       date
      Common
     shares of
     USD 0.01                                       2.4615
     par value  Call Option    Sold     5161.6207    USD      EURO    02/02/2015

3.    AGREEMENTS TO PURCHASE OR SELL 

    Full details should be given so that the nature of the interest or
    position can be fully understood:

It is not necessary to provide details on a Supplement form (Open Positions) with regard to contracts for differences ("CFD") or spread bets 

The currency of all pieces and other monetary amounts should be stated.  

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. 

The Code can be viewed on the Panel's website at  www.thetakeoverpanel.org.uk. 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENT TO    

PURCHASE OR SELL ETC. 

Note 5(i) on Rule 8 of the Takeover Code (the "Code") 

1.    KEY INFORMATION 

    Identity of the person whose open
    positions are being disclosed:             (GS) GOLDMAN, SACHS & CO.
    Name of offeror/offeree in relation to
    whose relevant securities disclosure
    relates:                                   ABBVIE INC

2.    OPTIONS AND DERIVATIVES 

                                         Number of             Type
                                        securities
                  Product                to which              e.g.
     Class of   description              option or  Exercise American,
     relevant    e.g. call  Written or  derivative   price   European    Expiry
     security     option     purchased    relates   per unit   etc.       date
      Common
     shares of
     USD 0.01      Call                              72.5000
     par value    Option^      Sold             100      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01      Call                              67.5000
     par value    Option^      Sold             400      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option    Sold        410.2977      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased     487.2981      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option    Sold        531.4616      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option    Sold        582.7456      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased     584.9566      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option    Sold        600.0984      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased     607.5758      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option    Sold          650.89      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased     750.2438      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased     777.1216      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased     799.8104      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased     906.9846      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option    Sold        982.6472      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased    1,010.613      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased    1,212.763      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option    Sold      1,236.6736      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01      Call                              75.0000
     par value    Option^      Sold           1,400      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01      Call                              90.0000
     par value    Option^      Sold           2,200      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01      Call                              77.5000
     par value    Option^      Sold           2,300      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01      Call                              95.0000
     par value    Option^      Sold           2,800      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased   2,831.6361      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01      Call                              80.0000
     par value    Option^      Sold           3,400      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01      Call                              85.0000
     par value    Option^      Sold           3,500      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased   5,161.6207      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option    Sold      7,184.3795      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option  Purchased   7,206.8854      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01      Call                              70.0000
     par value    Option^    Purchased        8,600      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        55.0000
     par value  Call Option    Sold           8,700      USD   AMER    16/08/2014
      Common
     shares of
     USD 0.01                                        56.0000
     par value  Call Option    Sold          10,500      USD   EURO    12/11/2014
      Common
     shares of
     USD 0.01                                        60.0000
     par value  Call Option  Purchased       11,200      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        52.5000
     par value  Call Option    Sold          13,000      USD   EURO    07/08/2014
      Common
     shares of
     USD 0.01                                        53.0000
     par value  Call Option    Sold          13,100      USD   EURO    27/08/2014
      Common
     shares of
     USD 0.01                                        54.7500
     par value  Call Option    Sold          15,700      USD   EURO    23/09/2014
      Common
     shares of
     USD 0.01                                         2.4615
     par value  Call Option    Sold     17,424.9228      USD   EURO    02/02/2015
      Common
     shares of
     USD 0.01                                        52.5000
     par value  Call Option    Sold          33,700      USD   EURO    07/08/2014
      Common
     shares of
     USD 0.01                                        53.0000
     par value  Call Option    Sold          33,700      USD   EURO    27/08/2014
      Common
     shares of
     USD 0.01                                        52.5000
     par value  Call Option    Sold          36,900      USD   EURO    07/08/2014
      Common
     shares of
     USD 0.01                                        53.0000
     par value  Call Option    Sold          37,000      USD   EURO    27/08/2014
      Common
     shares of
     USD 0.01                                        56.0000
     par value  Call Option    Sold          38,000      USD   EURO    12/11/2014
      Common
     shares of
     USD 0.01                                        65.0000
     par value  Call Option  Purchased       41,400      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        54.7500
     par value  Call Option    Sold          46,400      USD   EURO    23/09/2014
      Common
     shares of
     USD 0.01                                        51.5000
     par value  Call Option    Sold          58,100      USD   EURO    15/07/2014
      Common
     shares of
     USD 0.01                                        56.0000
     par value  Call Option    Sold          58,100      USD   EURO    12/11/2014
      Common
     shares of
     USD 0.01                                        57.5000
     par value  Call Option  Purchased      100,000      USD   AMER    19/07/2014
      Common
     shares of
     USD 0.01                                        52.5000
     par value  Call Option  Purchased      103,700      USD   AMER    19/07/2014
      Common
     shares of
     USD 0.01                                        50.0000
     par value  Put Option^    Sold             100      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        85.0000
     par value  Put Option^  Purchased          300      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        40.0000
     par value  Put Option^    Sold             600      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        60.0000
     par value  Put Option^  Purchased          700      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        70.0000
     par value  Put Option^    Sold             700      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        62.5000
     par value  Put Option^  Purchased        1,100      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        55.0000
     par value  Put Option^  Purchased        1,400      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        45.0000
     par value  Put Option^    Sold           1,900      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        72.5000
     par value  Put Option^    Sold           1,900      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        50.0000
     par value  Put Option   Purchased        2,500      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        90.0000
     par value  Put Option^    Sold           3,000      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        95.0000
     par value  Put Option^    Sold           4,500      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01                                        35.0000
     par value  Put Option^  Purchased        5,500      USD   AMER    17/01/2015
      Common
     shares of
     USD 0.01
     par value     Swap        Sold           1,300   0.0000    N/A    20/02/2015
      Common
     shares of
     USD 0.01
     par value     Swap        Sold          26,156   0.0000    N/A    30/03/2015
      Common
     shares of
     USD 0.01
     par value     Swap        Sold          31,600   0.0000    N/A    20/02/2015
      Common
     shares of
     USD 0.01
     par value     Swap      Purchased      307,000   0.0000    N/A    14/07/2014
      Common
     shares of
     USD 0.01
     par value     Swap^     Purchased      672,000   0.0000    N/A    29/07/2014

^Please note this product is part of a basket of securities for which ABBVIE INC is a component 

3.    AGREEMENTS TO PURCHASE OR SELL 

    Full details should be given so that the nature of the interest or
    position can be fully understood:

It is not necessary to provide details on a Supplement form (Open Positions) with regard to contracts for differences ("CFD") or spread bets 

The currency of all pieces and other monetary amounts should be stated.  

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44-(0)20-7638-0129. 

The Code can be viewed on the Panel's website at  www.thetakeoverpanel.org.uk. 

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